AQ Digital DoA · Digital Delegation of Authority

Delegation that stays current, evidenced and provable on any date.

For NHS R&D offices, Principal Investigators and research units. AQ Digital DoA records who is authorised to do what, from which date and on which evidence — and the same record decides what each person can do inside the platform.

ONC-2291 · SITE 07 · DELEGATION LOG v2.1 · LIVE
Delegated 21Signed 5/6Evidence current 4/6
Delegate
Consent
Eligibility
Examination
IMP admin
IMP acct
Randomise
State
HMDr Helena MarshPrincipal investigator
Active
SADr Samuel HartleySub-investigator
Active
JEJames EllisResearch nurse
Amended
CBClaire BennettClinical research practitioner
Expiring
RWRachel WardTrial pharmacist
Active
TWTom WhitakerData coordinator
Pending
One delegation is awaiting the Principal Investigator’s approval and one GCP certificate expires in twelve days — both raised on the log today, rather than found at the next monitoring visit.

Illustrative study delegation matrix. Red: delegated and in date. Amber: evidence expiring, review due. Grey: not delegated. Each cell links to the CV, GCP certificate and training record that support it.

NHS DSPTCyber Essentials PlusG-CloudUK GDPRUK data residency
The problem

Delegation logs fail at the moment they are tested.

A delegation log records who the Principal Investigator has authorised, for which tasks, and from when. Paper logs, spreadsheets and PDFs share one weakness: the record sits apart from the training evidence, the system access and the study activity it is supposed to govern. NHS trust SOPs require PI sign-off before any activity, start and end dates for every person, and current CVs and GCP certificates for every name on the log. A static document cannot hold those conditions on its own.

“Tasks performed outside of the delegation period”, and “discrepancies between documented delegation of trial related tasks and actual activities performed”.
EMA GCP Inspectors Working Group · annual report 2024
Four failure conditions
01

Activity before authorisation

Staff begin work weeks before the log is signed, and the PI signs after the first participant visit. The gap between first activity and effective date is the finding; a later signature cannot close it.

02

Evidence that lapses without warning

A GCP certificate or CV expires mid-study and the delegation stays on the log. Nobody is prompted, so the person continues to consent, dispense or assess on evidence that no longer supports it.

03

Access that does not match the log

Leavers retain system access and joiners act before their delegation is live. Access and delegation are administered in different places, so the two records drift apart.

04

History that must be reconstructed

A monitor asks who was authorised to take consent eighteen months ago. Superseded versions are missing and end dates were never entered, so the answer takes an afternoon of reconciliation.

Operational scope

Core capabilities of AQ Digital DoA.

Built for the way NHS research offices, Phase 1 units and site networks run delegation across many studies at once.

Study delegation log

A study-specific log built from a task library, with role profiles that pre-fill the usual tasks.

Informed consentPI, Sub-I
IMP accountabilityPharmacy
CRF completionAny delegate
8 tasks · eligible roles enforced
The task list follows the TransCelerate site signature and delegation of responsibilities template, so monitors recognise it on sight.

Linked qualifications and training

Each delegation is tied to the CV, GCP certificate, protocol training and SOP acknowledgements behind it.

✓GCP certificate2029
✓NMC registration01 Apr
✓Protocol v4.0Filed
×Consent trainingMissing
Evidence is attached to the delegation it supports, so the record and the proof of competence are never in two systems.

Staff acceptance and PI signature

The delegate accepts the tasks, then the PI approves and signs electronically.

H. Marsh
02 Sep 2026 11:07 · re-authenticated
NameTimestampMeaning
Acceptance and approval are separate, dated events, so the record shows that the delegate knew what they were taking on.

Permissions follow delegation

The delegation record decides what a person can do in the platform, from the effective date.

Planner — book visits
Site file — file documents
Pharmacy — dispense IMP
Switched by the effective date
A person delegated to book visits sees the Planner; a person delegated to file documents sees the site file. Nothing else.

Checks before the action

Connected Intelligence checks delegation, training and evidence at the point of action, and flags the gap.

Check at the point of action
✓Delegated for this task
✓Trained on protocol v4.0
!GCP in date
Flagged before the action is recorded
Before an action is recorded, the check confirms the person is delegated, trained on the current protocol version and in date.

Cross-study delegation view

Every study a person is delegated on, every person on a study, and every gap across a site or network.

ONC
complete
CARD
complete
RESP
gap
DIA
complete
One person · four studies · one set of evidence
One person, many studies: their evidence is held once and checked against each delegation that depends on it.

Version history and audit trail

Each change creates a new version with the actor, the time and the reason for change.

v1 · 18 Mar4 tasks
v2 · 02 Sep5 tasks · current
Prior state retained, never overwritten
Corrections are made by ending a delegation and creating a new one, so the history stays intact and nothing is overwritten.

Monitor and inspector access

Read-only access to the log, its history and the linked evidence, scoped to one study for a defined period.

Dated PDF · full audit trail
Read-onlyTime-boxedAttributable
A monitor reads the live log instead of a printout, so there is nothing to reconcile after the visit.

Leavers, role changes and close-out

End dates close access the same day, an incoming PI re-approves, and the final log is locked and filed.

Leaver
PI change
Close-out
Final log locked and filed to the site file
When a person leaves the study their delegations are ended and their access closes on the same date.
Connected, not bundled
One delegation record, applied across every module the site already runs.

Delegation in AQ is a control every other module reads — the Planner, the site file, pharmacy, quality and corrective actions.

Inside the log

Every delegate, every task, and the evidence behind each one.

Open a delegate to see what they are authorised to do, from which date and on which evidence — or follow one person from study set-up through to close-out.

ONC-2291 · Site 07 · Delegation of authorityCycling · select to stop21 CFR Part 11 signed
Study teamtasks delegated
Across the site
21
task grants in force
8/8
tasks with a delegate
1
awaiting signature
1
qualification expiring
JE
James Ellis
Research nurse · 18 Mar 2026 → open
Amended
Delegated tasks4 of 8 tasks
Informed consentEligibility assessmentPhysical examinationIMP administrationIMP accountabilityRandomisationSAE reportingCRF completion
Evidence behind the authority
GCP certificateValid to 2029
Curriculum vitaeSigned 15 Mar 2026
NMC registrationVerified
Protocol v4.0 training02 Sep 2026
Amended, and signed again
Consent was added on 02 September once the protocol v4.0 training was filed. The amendment is a new dated entry — the original grant stays visible beneath it.
H. Marsh · 02 Sep 2026 11:07 · 21 CFR Part 11 · IP 10.44.2.18
An amendment never overwrites. The log shows what he could do in July and what he can do today, each with its own effective date.
Connected Intelligence watches · a person decidesSuggest-only · audit-logged
Evidence about to expire behind a live delegationThe R&D office decides
An action attempted without a current delegationThe PI decides
A task on the study with no active delegateThe PI decides
It never grants a task, signs a log or ends a delegation. A named, authorised user confirms every change, and no identifiable participant data is used.
Nothing on this panel is typed twice — the tasks, the evidence and the signature are one record, read by scheduling, the site file and the pharmacy file alike.
Cross-study oversight

Evidence held once, checked against every study.

Staff work across a portfolio, not a study. One certificate sits behind delegations on four studies at once — so one renewal clears all four, and until it is filed each affected delegation is flagged where it stands.

CB
Claire Bennett · clinical research practitioner
GCP certificate · expires 18 Sep 2026
12 days
ONC-2291
Advanced solid tumour, phase II
3 tasks at risk
CARD-118
Heart failure registry
2 tasks at risk
RESP-407
Severe asthma, phase III
4 tasks at risk
DIA-2210
Type 2 diabetes, observational
1 task at risk
One renewal clears all four studies.Person view · site view · portfolio view
Built for

Research teams that hold many delegations across many studies.

NHS R&D offices

One view of completeness, expiring evidence and pending PI approvals across every study.

1view across the portfolio
Principal Investigators

Approve and sign from a phone between clinics, with every event dated by the system.

2step sign-off, both dated
Phase 1 and early-phase units

Role profiles make a new delegation a short, evidenced action rather than a rewrite.

0gap between rota and log
Site networks, SMOs and CROs

Standard task libraries and role profiles applied across every site.

Allsites on one task library
Sponsors and CRO monitors

Read-only, study-scoped, time-boxed access to the live log and its history.

100%of views recorded
Regulatory alignment

Built around what the regulations ask of delegation.

ICH E6(R3) 2.3.3 requires the investigator to maintain a record of the persons and parties to whom trial-related activities have been delegated; 2.3.1 requires proportionate oversight, and 2.3.2 ties training to the delegated activity. Since 28 April 2026 compliance with the ICH E6 conditions and principles has been a legal requirement for UK trials of investigational medicinal products, and NIHR guidance states the log must be completed before the delegated individual commences any study-related activity.

AQ Digital DoA is structured to support those expectations: a dated, attributable record, evidence linked to each delegated activity, and a history retained for the required period.

ICH E6(R3) 2.3.1–2.3.4UK Clinical Trials RegulationsMHRA inspection expectationsALCOA+21 CFR Part 11EU Annex 11NHS DSPT
Operational controls
Role-based, least-privilege access
Attributable electronic signatures
Field-level audit trail
Version-controlled delegation records
Controlled approval routing
Archive and retention controls
UK data residency
Validation and assurance evidence available on request.
Permissions follow delegation

A task nobody is delegated to do cannot be booked, filed or dispensed.

The effective date is the control and the signature is the confirmation. Why effective dates matter more than signatures.

Before the date
Visible on the study, unable to act

The person is on the team and their evidence is on file, but the delegated task is not available to them.

On the effective date
The permission switches on

PI approval sets the date, and the platform grants the matching permission that day. Start dates are locked at approval.

On the end date
Access closes, history stays

Access is withdrawn the same day, and the log still answers who was authorised on any date in the study.

The readiness arithmetic
8
8
Task coverage100%tasks with a delegate ÷ tasks required
4
6
Evidence currency67%people fully evidenced ÷ delegated
5
6
Signature completeness83%entries signed ÷ entries
A task the protocol does not require is marked not applicable with the reason on the record — it leaves the denominator, it does not quietly pass.
ACTIVATE SITE 07
Delegates 6Signed 5/6Tasks covered 8/8
Open to recruitment
Held1 delegation awaiting signature · 1 qualification expiring
The gate opens the moment the last signature lands — nobody grants it, and nobody can wave it through.
Data coordinator proposed, awaiting investigator signatureDr H. Marsh
IMP accountability has single cover — one delegate onlyPharmacy
GCP certificate expiring within the activation windowC. Bennett
The Digital DoA module guide
Task library, evidence rules, effective dates and the PI approval flow — 10 pages.
Download the guide
Before you commit

Questions sites, sponsors and monitors ask.

Anything not covered here, ask us directly at enquiries@aq-trials.com.

A delegation of authority log, also called a delegation log or delegation of duties log, records the people the Principal Investigator has authorised to perform trial-related activities. Each entry holds the name, role, delegated tasks, effective start and end dates, the delegate’s signature and the PI’s signature and date. ICH E6(R3) requires a record of delegation proportionate to the significance of the activity.

Request a demonstration

See a delegation go live, lapse and close, in one demo.

Thirty minutes, on your own study structure: a new study log from the task library, an evidence check, a PI signature from a phone, a permission switching on, an expiring GCP certificate raising a flag and a leaver closed off the same day. Then the same log opened as a monitor would see it.

Your own study structureYour task library, your role profiles, your evidence requirements — not a sample study.
Governance welcomedBring your Annex 11, validation and DSPT questions. We answer them in the session.
No commitmentAn exploratory conversation. Nothing to sign, no procurement step attached.
Book a 30-minute demo Email enquiries@aq-trials.comAn exploratory session, held without commitment.
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